| Im Langacher 44 8606 Greifensee Switzerland | | | 1900 Polaris Parkway Columbus, Ohio 43240 USA | |
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| Date and Time: | | | 8:00 a.m. on Thursday, May | |
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| Items of Business: | | | 1. To elect eight directors 2. To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm 3. Advisory vote to approve executive compensation 4. To transact any other business properly brought before the meeting | |
| Who Can Vote: | | | Only shareholders of record at the close of trading on March | |
| Annual Report: | | | A copy of our | |
| Date of Mailing: | | | On or about March 15, | |
| ✓ 87.5% of the board is independent ✓ Presiding Director as independent lead director ✓ Separate Non-Executive Board Chair and CEO roles ✓ Independent Audit, Compensation, and Nominating & Corporate Governance Committees ✓ Regular executive sessions of independent directors | | | ✓ Annual board and committee self-evaluation ✓ Policy limiting directorships ✓ Proxy access ✓ Annual director elections ✓ Mandatory director retirement at age 72 ✓ Regular director refreshment | | | ✓ Majority voting in uncontested elections ✓ No poison pill in effect ✓ Stock ownership guidelines for directors ✓ Multiple avenues for shareholders to communicate with the board ✓ Board oversight of strong ethics program and annual publication of Corporate Responsibility Report | |
| Annual cash retainer | | | | $ | 80,000 | | |
| Annual grant of stock options – approximate value | | | | $ | 90,000 | | |
| Annual grant of stock – approximate value | | | | $ | 45,000 | | |
| Annual grant of stock to the Presiding Director – approximate value | | | | $ | 50,000 | | |
| Committee member fees: | | | | | | | |
| • Audit | | | | $ | 12,000 | | |
| • Compensation | | | | $ | 9,000 | | |
| • Nominating & Corporate Governance | | | | $ | 6,000 | | |
| Committee Chair fees: | | | | | | | |
| • Audit | | | | $ | 25,000 | | |
| • Compensation | | | | $ | 20,000 | | |
| • Nominating & Corporate Governance | | | | $ | 10,000 | | |
Name | | Fees Earned or Paid in Cash | | Stock Awards(1) | | Option Awards(1) | | Total | | | Fees Earned or Paid in Cash | | Stock Awards(2) | | Option Awards(2) | | Total | | ||||||||||||||||||||||||||||||||
Wah-Hui Chu | | | $ | 83,300 | | | | $ | 45,253 | | | | $ | 89,823 | | | | $ | 218,376 | | | | | $ | 98,000 | | | | $ | 44,532 | | | | $ | 89,912 | | | | $ | 232,444 | | | ||||||||
Domitille Doat-Le Bigot | | | | 61,333 | | | | | 45,253 | | | | | 89,823 | | | | | 196,409 | | | | | | 84,000 | | | | | 44,532 | | | | | 89,912 | | | | | 218,444 | | | ||||||||
Elisha W. Finney | | | | 89,250 | | | | | 45,253 | | | | | 89,823 | | | | | 224,326 | | | | | | 105,000 | | | | | 44,532 | | | | | 89,912 | | | | | 239,444 | | | ||||||||
Richard Francis | | | | 80,750 | | | | | 45,253 | | | | | 89,823 | | | | | 215,826 | | | | | | 90,000 | | | | | 44,532 | | | | | 89,912 | | | | | 224,444 | | | ||||||||
Michael A. Kelly | | | | 85,850 | | | | | 45,253 | | | | | 89,823 | | | | | 220,926 | | | | | | 101,000 | | | | | 44,532 | | | | | 89,912 | | | | | 235,444 | | | ||||||||
Thomas P. Salice | | | | 93,500 | | | | | 170,113 | | | | | 89,823 | | | | | 353,436 | | | | | | 110,000 | | | | | 95,002 | | | | | 89,912 | | | | | 294,914 | | | ||||||||
Robert F. Spoerry | | | | 235,375 | | | | | 166,665 | | | | | 333,141 | | | | | 735,181 | | | | | | 300,000 | | | | | 167,737 | | | | | 332,918 | | | | | 800,655 | | |
| | | Stock Options | | |||
| | | (#) | | |||
Wah-Hui Chu | | | | | | | |
Domitille Doat-Le Bigot | | | | | | | |
Elisha W. Finney | | | | | | | |
Richard Francis | | | | | | | |
Michael A. Kelly | | | | | | | |
Thomas P. Salice | | | | | | | |
Robert F. Spoerry | | | | | | |
Name | | Audit(1) | | Compensation(2) | | Nominating & Corporate Governance(3) | | | Audit(1) | | Compensation(2) | | Nominating & Corporate Governance(3) | | ||||||||||||||||||||||||
Wah-Hui Chu | | | | X | | | | | | | | | | X | | | | | | X | | | | | | | | | | X | | | ||||||
Domitille Doat-Le Bigot | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | X | | | ||||||
Elisha W. Finney | | | | X | | | | | | | | | | | | | | | | X | | | | | | | | | | | | | ||||||
Richard Francis | | | | | | | | | X | | | | | X | | | | | | | | | | | X | | | | | | | | ||||||
Michael A. Kelly | | | | X | | | | | X | | | | | | | | | | | X | | | | | X | | | | | | | | ||||||
Thomas P. Salice | | | | | | | | | X | | | | | X | | | | | | | | | | | X | | | | | X | | | ||||||
Total meetings in 2020 | | | | 4 | | | | | 6 | | | | | 3 | | | ||||||||||||||||||||||
Total meetings in 2021 | | | | 4 | | | | | 5 | | | | | 3 | | |
| Audit | | | Compensation | | | Nominating & Corporate Governance | |
| • Oversees the accounting and financial reporting process of the company | | | • Discharges the responsibilities of the company’s Board of Directors relating to compensation of the company’s executives | | | • Identifies, screens, and recommends qualified candidates to serve as directors of the company | |
| • Assists with board oversight of the integrity of the company’s consolidated financial statements, and the sufficiency of the independent registered public accounting firm’s review of the company’s consolidated financial statements | | | • Reviews and monitors compensation arrangements so that the company continues to retain, attract, and motivate quality employees | | | • Develops and recommends to the board corporate governance guidelines applicable to the company | |
| • Assists with board oversight of the performance of the company’s internal audit function | | | • Reviews an annual report on executive compensation for inclusion in the company’s proxy statement | | | • Advises the board on the structure and membership of committees of the board | |
| • Oversees the appointment, engagement, and performance of the company’s independent registered public accounting firm | | | • Reviews the Compensation Discussion and Analysis included in the company’s proxy statement | | | • Reviews and evaluates | |
| • Assists with board oversight of the company’s compliance with legal and regulatory requirements, and of the enterprise risk assessment, | | | • Reviews and monitors the compensation of senior management, such as the annual cash incentive program, which includes performance targets related to ESG | | | • Leads the board in its annual review of the board’s performance | |
| | Audit Fees | | Audit-Related Fees | | Tax Fees | | All Other Fees | | | Audit Fees | | Audit-Related Fees | | Tax Fees | | All Other Fees | | ||||||||||||||||||||||||||||||||
2021 | | | $ | 3,814,600 | | | | $ | 70,400 | | | | $ | 588,000 | | | | $ | 5,900 | | | |||||||||||||||||||||||||||||
2020 | | | $ | 3,788,000 | | | | $ | 86,000 | | | | $ | 412,000 | | | | $ | 4,000 | | | | | $ | 3,788,000 | | | | $ | 86,000 | | | | $ | 412,000 | | | | $ | 4,000 | | | ||||||||
2019 | | | $ | 4,167,000 | | | | $ | 33,000 | | | | $ | 539,000 | | | | $ | 3,000 | | |
| | | | Respectfully submitted by the members of the Audit Committee: | |
| | | | Elisha W. Finney, Chair Wah-Hui Chu Michael A. Kelly | |
Name | | | Title | |
Patrick Kaltenbach | | | President and Chief Executive Officer (as of April 1, 2021) | |
Olivier A. Filliol | | | President and Chief Executive Officer (through March 31, 2021) | |
Shawn P. Vadala | | | Chief Financial Officer | |
Peter Aggersbjerg | | | Head of Divisions | |
Marc de La Guéronnière | | | Head of European and North American Market Organizations | |
Gerhard Keller | | | Head of Process Analytics | |
| | | | | | | | | Long-Term Incentives | | |||
Pay Element | | | Base Salary | | | Cash Incentive | | | Stock Options | | | Performance Share Units | |
Type | | | Cash | | | Cash | | | Equity | | | Equity | |
Performance Period | | | N/A | | | 1 year | | | 5-year vesting pro rata; cliff vesting for performance options | | | 3-year performance period, cliff vesting | |
Performance Measures | | | N/A | | | EPS, net cash flow, sales, individual targets, including quantitative ESG targets | | | Stock price appreciation, EPS growth for performance options | | | Relative total shareholder return (rTSR) | |
| Agilent Technologies | | | AMETEK | |
| Bio-Rad Laboratories | | | Bruker Corp. | |
| Fortive Corp. | | | Hologic | |
| IDEX Corp. | | | Intuitive Surgical | |
| Nordson Corporation | | | PerkinElmer | |
| ResMed | | |||
| Rockwell Automation | | |||
| Roper Technologies | | |||
| Teleflex | | |||
| Waters Corp. | | | Xylem | |
| | Achievement vs. Target Levels | | | Achievement vs. Target Levels | | ||||||||||||||||||||||||||||||||
Name | | <90% | | 100% (Target) | | 130% (Maximum) | | | <90% | | 100% (Target) | | 130% (Maximum) | | ||||||||||||||||||||||||
Olivier A. Filliol | | | | — | | | | | 50% | | | | | 169.4% | | | ||||||||||||||||||||||
Patrick Kaltenbach & Olivier Filliol | | | | — | | | | | 50% | | | | | 169.4% | | | ||||||||||||||||||||||
Shawn P. Vadala | | | | — | | | | | 45% | | | | | 157.5% | | | | | | — | | | | | 45% | | | | | 157.5% | | | ||||||
Other Named Executive Officers | | | | — | | | | | 45% | | | | | 160.5% | | | | | | — | | | | | 45% | | | | | 160.5% | | |
2020 Performance Targets | | Threshold | | Target | | Maximum | | Actual | | |||||||||||||||||
2021 Performance Targets | | Threshold | | Target | | Maximum | | Actual | | |||||||||||||||||
Adjusted Non-GAAP Earnings Per Share(1) | | $24.03 | | $24.78 | | $27.03 | | $25.57 | | | $28.92 | | $29.83 | | $32.56 | | $33.61 | | ||||||||
Net Cash Flow(2) | | $645.6 million | | $680.5 million | | $785.2 million | | $775.3 million | | | $776.7 million | | $818.7 million | | $944.7 million | | $966.9 million | | ||||||||
Group Sales (at budgeted currency rates) | | $3,014.2 million | | $3,076.4 million | | $3,263.0 million | | $3,029.0 million | | | $3,317.5 million | | $3,385.9 million | | $3,591.1 million | | $3,722 million | |
| Mr. Kaltenbach | | | | | 160% | | |
| Mr. Filliol | | | | | | | |
| Mr. Vadala | | | | | | | |
| Mr. Aggersbjerg | | | | | | | |
| Mr. de La Guéronnière | | | | | | | |
| Mr. Keller | | | | | | |
| | | rTSR Percentile Rank | | | Shares Earned as % of Target | |
Threshold | | | ≤ 30% | | | 0% | |
| | | 45% | | | 50% | |
Target | | | 60% | | | 100% | |
| | | 67.5% | | | 150% | |
Maximum | | | ≥ 75% | | | 200% | |
Category | | | Value of Equity Ownership Required | |
CEO | | | | |
CFO | | | 3x base salary | |
Other executive officers | | | 2x base salary | |
Name and Principal Position | | Year | | Base Salary ($) | | Stock Awards ($)(2) | | Option Awards ($)(3) | | Non-Equity Incentive Plan Compensation ($)(4) | | All Other Compensation ($)(5) | | Total ($) | | | Year | | Base Salary ($) | | Stock Awards ($)(3) | | Option Awards ($)(4) | | Non-Equity Incentive Plan Compensation ($)(5) | | All Other Compensation ($)(6) | | Total ($) | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Olivier A. Filliol | | | | 2020 | | | | | 749,266 | | | | | 1,860,176 | | | | | 0 | | | | | 931,960 | | | | | 2,790,426 | | | | | 6,331,828 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||
Patrick Kaltenbach (2) | | | | 2021 | | | | | 819,073 | | | | | 3,611,726 | | | | | 5,721,581 | | | | | 1,308,960 | | | | | 349,982 | | | | | 11,811,322 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||
President and Chief | | | | 2019 | | | | | 892,425 | | | | | 1,860,350 | | | | | 3,719,816 | | | | | 699,662 | | | | | 1,683,665 | | | | | 8,855,918 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||
Executive Officer | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||||||||||||||||||||||||||||||||
Olivier A. Filliol (7) | | | | 2021 | | | | | 289,455 | | | | | 44,532 | | | | | 89,912 | | | | | 388,651 | | | | | 130,882 | | | | | 943,432 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||
Past President and Chief | | | | 2020 | | | | | 770,587 | | | | | 1,860,176 | | | | | 0 | | | | | 958,480 | | | | | 2,797,614 | | | | | 6,386,857 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||
Executive Officer | | | | 2018 | | | | | 892,425 | | | | | 1,787,174 | | | | | 3,575,455 | | | | | 589,894 | | | | | 294,391 | | | | | 7,139,339 | | | | | | 2019 | | | | | 917,820 | | | | | 1,860,350 | | | | | 3,719,816 | | | | | 719,571 | | | | | 1,691,038 | | | | | 8,908,595 | | | ||||||||||||||
Shawn P. Vadala | | | | 2020 | | | | | 367,883 | | | | | 398,129 | | | | | 797,321 | | | | | 369,660 | | | | | 25,625 | | | | | 1,958,618 | | | | | | 2021 | | | | | 404,000 | | | | | 440,560 | | | | | 880,897 | | | | | 595,092 | | | | | 27,325 | | | | | 2,347,874 | | | ||||||||||||||
Chief Financial Officer | | | | 2019 | | | | | 386,900 | | | | | 398,417 | | | | | 797,384 | | | | | 255,442 | | | | | 25,350 | | | | | 1,863,493 | | | | | | 2020 | | | | | 367,883 | | | | | 398,129 | | | | | 797,321 | | | | | 369,660 | | | | | 25,625 | | | | | 1,958,618 | | | ||||||||||||||
| | | | 2018 | | | | | 362,500 | | | | | 383,542 | | | | | 766,711 | | | | | 201,371 | | | | | 27,100 | | | | | 1,741,224 | | | | | | 2019 | | | | | 386,900 | | | | | 398,417 | | | | | 797,384 | | | | | 255,442 | | | | | 25,350 | | | | | 1,863,493 | | | ||||||||||||||
Peter Aggersbjerg | | | | 2020 | | | | | 420,480 | | | | | 259,591 | | | | | 520,178 | | | | | 393,708 | | | | | 129,797 | | | | | 1,723,754 | | | | | | 2021 | | | | | 476,086 | | | | | 260,678 | | | | | 520,438 | | | | | 733,935 | | | | | 157,381 | | | | | 2,148,518 | | | ||||||||||||||
Head of Divisions and | | | | 2019 | | | | | 337,767 | | | | | 260,256 | | | | | 520,460 | | | | | 182,719 | | | | | 124,282 | | | | | 1,425,484 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||
Operations | | | | 2018 | | | | | 335,213 | | | | | 216,338 | | | | | 433,647 | | | | | 159,159 | | | | | 122,997 | | | | | 1,267,354 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||
Head of Divisions | | | | 2020 | | | | | 432,445 | | | | | 259,591 | | | | | 520,178 | | | | | 404,912 | | | | | 133,946 | | | | | 1,751,072 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||
| | | | 2019 | | | | | 347,379 | | | | | 260,256 | | | | | 520,460 | | | | | 187,918 | | | | | 127,607 | | | | | 1,443,620 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||
Marc de La Guéronnière | | | | 2020 | | | | | 257,575 | | | | | 352,398 | | | | | 703,519 | | | | | 215,020 | | | | | 79,442 | | | | | 1,607,954 | | | | | | 2021 | | | | | 296,296 | | | | | 359,765 | | | | | 720,918 | | | | | 388,563 | | | | | 69,454 | | | | | 1,834,996 | | | ||||||||||||||
Head of EU and NA | | | | 2019 | | | | | 278,134 | | | | | 351,828 | | | | | 703,112 | | | | | 173,720 | | | | | 78,185 | | | | | 1,584,979 | | | | | | 2020 | | | | | 267,694 | | | | | 352,398 | | | | | 703,519 | | | | | 223,467 | | | | | 82,564 | | | | | 1,629,642 | | | ||||||||||||||
| | | | 2018 | | | | | 272,312 | | | | | 340,274 | | | | | 680,361 | | | | | 142,417 | | | | | 76,205 | | | | | 1,511,569 | | | | | | 2019 | | | | | 289,060 | | | | | 351,828 | | | | | 703,112 | | | | | 180,544 | | | | | 81,257 | | | | | 1,605,801 | | | ||||||||||||||
Gerhard Keller | | | | 2020 | | | | | 303,937 | | | | | 158,714 | | | | | 315,518 | | | | | 333,155 | | | | | 412,522 | | | | | 1,523,846 | | | | | | 2021 | | | | | 336,544 | | | | | 163,114 | | | | | 326,033 | | | | | 508,484 | | | | | 50,451 | | | | | 1,384,626 | | | ||||||||||||||
Head of Process Analytics | | | | 2019 | | | | | 320,182 | | | | | 158,242 | | | | | 316,204 | | | | | 209,848 | | | | | 246,718 | | | | | 1,251,194 | | | | | | 2020 | | | | | 312,585 | | | | | 158,714 | | | | | 315,518 | | | | | 342,635 | | | | | 415,688 | | | | | 1,545,140 | | | ||||||||||||||
| | | | 2019 | | | | | 329,293 | | | | | 158,242 | | | | | 316,204 | | | | | 215,819 | | | | | 249,983 | | | | | 1,269,541 | | |
Name | | | Year | | | Maximum Value of Award ($) | | ||||||
Olivier A. Filliol | | | | | 2020 | | | | | $ | 3,720,353 | | |
| | | | | 2019 | | | | | | 3,720,700 | | |
| | | | | 2018 | | | | | | 3,574,348 | | |
Shawn P. Vadala | | | | | 2020 | | | | | | 796,258 | | |
| | | | | 2019 | | | | | | 796,834 | | |
| | | | | 2018 | | | | | | 767,084 | | |
Peter Aggersbjerg | | | | | 2020 | | | | | | 519,182 | | |
| | | | | 2019 | | | | | | 520,512 | | |
| | | | | 2018 | | | | | | 432,677 | | |
Marc de La Guéronnière | | | | | 2020 | | | | | | 704,796 | | |
| | | | | 2019 | | | | | | 703,656 | | |
| | | | | 2018 | | | | | | 680,549 | | |
Gerhard Keller | | | | | 2020 | | | | | | 317,427 | | |
| | | | | 2019 | | | | | | 316,484 | | |
Name | | | Month/Year (MM/YYYY) | | | Maximum Value of Award ($) | | ||||||
Patrick Kaltenbach | | | | | 04/2021 | | | | | | 1,555,900 | | |
| | | | | 11/2021 | | | | | | 2,667,753 | | |
Olivier A. Filliol | | | | | 11/2020 | | | | | | 3,720,353 | | |
| | | | | 11/2019 | | | | | | 3,720,700 | | |
Shawn P. Vadala | | | | | 11/2021 | | | | | | 881,121 | | |
| | | | | 11/2020 | | | | | | 796,258 | | |
| | | | | 11/2019 | | | | | | 796,834 | | |
Name | | | Month/Year (MM/YYYY) | | | Maximum Value of Award ($) | | ||||||
Peter Aggersbjerg | | | | | 11/2021 | | | | | | 521,355 | | |
| | | | | 11/2020 | | | | | | 519,182 | | |
| | | | | 11/2019 | | | | | | 520,512 | | |
Marc de La Guéronnière | | | | | 11/2021 | | | | | | 719,531 | | |
| | | | | 11/2020 | | | | | | 704,796 | | |
| | | | | 11/2019 | | | | | | 703,656 | | |
Gerhard Keller | | | | | 11/2021 | | | | | | 326,228 | | |
| | | | | 11/2020 | | | | | | 317,427 | | |
| | | | | 11/2019 | | | | | | 316,484 | | |
Name | | Year | | Tax Equalization | | Retirement Contribution | | Swiss Insurance | | Allowances | | Miscellaneous Benefits | | | Year | | Tax Equalization | | Retirement Contribution | | Swiss Insurance | | Allowances | | Miscellaneous Benefits | | ||||||||||||||||||||||||||||||||||||||||||||||||
Patrick Kaltenbach | | | | 2021 | | | | $ | 70,500 | | | | $ | 190,420 | | | | $ | 22,731 | | | | $ | 15,972 | | | | $ | 50,359 | | | |||||||||||||||||||||||||||||||||||||||||||
Olivier A. Filliol | | | | 2020 | | | | $ | 2,535,818 | | | | $ | 199,749 | | | | $ | 23,387 | | | | $ | 16,601 | | | | $ | 14,871 | | | | | | 2021 | | | | | 57,962 | | | | | 51,358 | | | | | 6,046 | | | | | 4,268 | | | | | 11,248 | | | ||||||||||||
| | | | 2019 | | | | | 1,422,570 | | | | | 199,749 | | | | | 23,254 | | | | | 16,601 | | | | | 21,491 | | | | | | 2020 | | | | | 2,535,818 | | | | | 205,433 | | | | | 24,053 | | | | | 17,073 | | | | | 15,237 | | | ||||||||||||
| | | | 2018 | | | | | (17,185) | | | | | 198,063 | | | | | 22,955 | | | | | 16,601 | | | | | 73,957 | | | | | | 2019 | | | | | 1,422,570 | | | | | 205,433 | | | | | 23,916 | | | | | 17,073 | | | | | 22,046 | | | ||||||||||||
Shawn P. Vadala | | | | 2020 | | | | | n.a. | | | | | 15,625 | | | | | n.a. | | | | | 10,000 | | | | | 0 | | | | | | 2021 | | | | | n.a. | | | | | 17,325 | | | | | n.a. | | | | | 10,000 | | | | | 0 | | | ||||||||||||
| | | | 2019 | | | | | n.a. | | | | | 15,350 | | | | | n.a. | | | | | 10,000 | | | | | 0 | | | | | | 2020 | | | | | n.a. | | | | | 15,625 | | | | | n.a. | | | | | 10,000 | | | | | 0 | | | ||||||||||||
| | | | 2018 | | | | | n.a. | | | | | 17,100 | | | | | n.a. | | | | | 10,000 | | | | | 0 | | | | | | 2019 | | | | | n.a. | | | | | 15,350 | | | | | n.a. | | | | | 10,000 | | | | | 0 | | | ||||||||||||
Peter Aggersbjerg | | | | 2020 | | | | | (17,966) | | | | | 114,109 | | | | | 13,994 | | | | | 11,174 | | | | | 8,486 | | | | | | 2021 | | | | | 2,434 | | | | | 117,355 | | | | | 14,520 | | | | | 11,492 | | | | | 11,580 | | | ||||||||||||
| | | | 2019 | | | | | 5,452 | | | | | 83,260 | | | | | 10,620 | | | | | 11,174 | | | | | 13,776 | | | | | | 2020 | | | | | (17,966) | | | | | 117,356 | | | | | 14,393 | | | | | 11,492 | | | | | 8,671 | | | ||||||||||||
| | | | 2018 | | | | | 2,000 | | | | | 82,630 | | | | | 10,435 | | | | | 11,174 | | | | | 16,758 | | | | | | 2019 | | | | | 5,452 | | | | | 85,629 | | | | | 10,923 | | | | | 11,492 | | | | | 14,111 | | | ||||||||||||
Marc de La Guéronnière | | | | 2020 | | | | | n.a. | | | | | 64,090 | | | | | n.a. | | | | | 15,352 | | | | | 0 | | | |||||||||||||||||||||||||||||||||||||||||||
| | | | 2019 | | | | | n.a. | | | | | 62,833 | | | | | n.a. | | | | | 15,352 | | | | | 0 | | | |||||||||||||||||||||||||||||||||||||||||||
Marc de La | | | | 2021 | | | | | n.a. | | | | | 53,498 | | | | | n.a. | | | | | 15,956 | | | | | 0 | | | |||||||||||||||||||||||||||||||||||||||||||
Guéronnière | | | | 2020 | | | | | n.a. | | | | | 66,608 | | | | | n.a. | | | | | 15,956 | | | | | 0 | | | |||||||||||||||||||||||||||||||||||||||||||
| | | | 2018 | | | | | n.a. | | | | | 61,725 | | | | | n.a. | | | | | 14,480 | | | | | 0 | | | | | | 2019 | | | | | n.a. | | | | | 65,301 | | | | | n.a. | | | | | 15,956 | | | | | 0 | | | ||||||||||||
Gerhard Keller | | | | 2020 | | | | | 299,288 | | | | | 80,466 | | | | | 10,554 | | | | | 11,174 | | | | | 11,040 | | | | | | 2021 | | | | | (108,477) | | | | | 82,958 | | | | | 11,001 | | | | | 11,492 | | | | | 53,477 | | | ||||||||||||
| | | | 2019 | | | | | 130,000 | | | | | 78,925 | | | | | 10,289 | | | | | 11,174 | | | | | 16,330 | | | | | | 2020 | | | | | 299,288 | | | | | 82,756 | | | | | 10,855 | | | | | 11,492 | | | | | 11,297 | | | ||||||||||||
| | | | 2019 | | | | | 130,000 | | | | | 81,171 | | | | | 10,582 | | | | | 11,492 | | | | | 16,738 | | |
| | Estimated Future Payouts Under Non-Equity Incentive Plan Awards(1) [POBS Plus Cash Incentive] | | | | | | | Estimated Future Payouts Under Equity Incentive Plan Awards(2) | | | All Other Option Awards: Number of Securities Underlying Options (#)(3) | | Exercise or Base Price of Option Awards ($/Sh) | | Grant Date Fair Value of Stock and Option Awards ($)(4) | | | Estimated Future Payouts Under Non-Equity Incentive Plan Awards(1) [POBS Plus Cash Incentive] | | | | | | | Estimated Future Payouts Under Equity Incentive Plan Awards(2) | | | All Other Stock Awards: Number of Shares of Stock or Units (#)(3) | | All Other Option Awards: Number of Securities Underlying Options (#)(4) | | Exercise or Base Price of Option Awards ($/Sh) | | Grant Date Fair Value of Stock and Option Awards ($)(5) | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Name | | Threshold ($) | | Target ($) | | Maximum ($) | | Grant Date | | Threshold (#) | | Target (#) | | Maximum (#) | | | Threshold ($) | | Target ($) | | Maximum ($) | | Grant Date | | Threshold (#) | | Target (#) | | Maximum (#) | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Patrick Kaltenbach | | | | 0 | | | | | 437,780 | | | | | 1,483,200 | | | | | 01/25/2021 | | | | | | | | | | | | | | | | | | | | 1,216 | | | | | 4,615 | | | | | 1,233.47 | | | | | 2,999,129 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | | | | | | | | | | | | | | | | | 04/01/2021 | | | | | 0 | | | | | 648 | | | | | 1,296 | | | | | | | | | | 4,810 | | | | | 1,175.19 | | | | | 2,333,312 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | | | | | | | | | | | | | | | | | 11/04/2021 | | | | | 0 | | | | | 875 | | | | | 1,750 | | | | | | | | | | 6,585 | | | | | 1,484.40 | | | | | 4,000,867 | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Olivier A. Filliol | | | | 0 | | | | | 446,213 | | | | | 1,511,768 | | | | | 11/05/2020 | | | | | 0 | | | | | 1,383 | | | | | 2,766 | | | | | 0 | | | | | 1,103.74 | | | | | 1,860,176 | | | | | | 0 | | | | | 114,727 | | | | | 388,697 | | | | | 11/04/2021 | | | | | | | | | | | | | | | | | | | | 30 | | | | | 222 | | | | | 1,484.40 | | | | | 134,444 | | | |||||||||||||||||||||
Shawn P. Vadala | | | | 0 | | | | | 181,800 | | | | | 636,300 | | | | | 11/05/2020 | | | | | 0 | | | | | 296 | | | | | 592 | | | | | 2,805 | | | | | 1,103.74 | | | | | 1,195,450 | | | | | | 0 | | | | | 181,800 | | | | | 636,300 | | | | | 11/04/2021 | | | | | 0 | | | | | 289 | | | | | 578 | | | | | | | | | | 2,175 | | | | | 1,484.40 | | | | | 1,321,457 | | | |||||||||||||||||||||
Peter Aggersbjerg | | | | 0 | | | | | 208,311 | | | | | 742,976 | | | | | 11/05/2020 | | | | | 0 | | | | | 193 | | | | | 386 | | | | | 1,830 | | | | | 1,103.74 | | | | | 779,768 | | | | | | 0 | | | | | 214,239 | | | | | 764,118 | | | | | 11/04/2021 | | | | | 0 | | | | | 171 | | | | | 342 | | | | | | | | | | 1,285 | | | | | 1,484.40 | | | | | 781,115 | | | |||||||||||||||||||||
Marc de La Guéronnière | | | | 0 | | | | | 128,293 | | | | | 457,579 | | | | | 11/05/2020 | | | | | 0 | | | | | 262 | | | | | 524 | | | | | 2,475 | | | | | 1,103.74 | | | | | 1,055,917 | | | | | | 0 | | | | | 133,333 | | | | | 475,556 | | | | | 11/04/2021 | | | | | 0 | | | | | 236 | | | | | 472 | | | | | | | | | | 1,780 | | | | | 1,484.40 | | | | | 1,080,683 | | | |||||||||||||||||||||
Gerhard Keller | | | | 0 | | | | | 147,254 | | | | | 525,208 | | | | | 11/05/2020 | | | | | 0 | | | | | 118 | | | | | 236 | | | | | 1,110 | | | | | 1,103.74 | | | | | 474,231 | | | | | | 0 | | | | | 151,445 | | | | | 540,153 | | | | | 11/04/2021 | | | | | 0 | | | | | 107 | | | | | 214 | | | | | | | | | | 805 | | | | | 1,484.40 | | | | | 489,147 | | |
| | Option Awards(1) | | Stock Awards | | | Option Awards(1) | | Stock Awards | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Name | | Number of Securities Underlying Unexercised Options (#) Exercisable | | Number of Securities Underlying Unexercised Options (#) Unexercisable | | Equity Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options (#) | | Option Exercise Price ($) | | Option Grant Date | | Option Expiration Date | | Number of Shares or Units of Stock That Have Not Vested (#)(2) | | Market Value of Shares or Units of Stock That Have Not Vested ($)(2) | | Equity Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Vested (#)(3) | | Equity Incentive Plan Awards: Market or Payout Value of Unearned Shares, Units or Other Rights That Have Not Vested ($)(3) | | | Number of Securities Underlying Unexercised Options (#) Exercisable | | Number of Securities Underlying Unexercised Options (#) Unexercisable | | Equity Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options (#) | | Option Exercise Price ($) | | Option Grant Date | | Option Expiration Date | | Number of Shares or Units of Stock That Have Not Vested (#)(2) | | Market Value of Shares or Units of Stock That Have Not Vested ($)(2) | | Equity Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Vested (#)(3) | | Equity Incentive Plan Awards: Market or Payout Value of Unearned Shares, Units or Other Rights That Have Not Vested ($)(3) | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Patrick Kaltenbach | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,216 | | | | | 2,063,807 | | | | | 3,046 | | | | | 5,169,702 | | | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | | 0 | | | | | 4,615 | | | | | | | | | $ | 1,233.47 | | | | | 01/25/2021 | | | | | 01/25/2031 | | | | | | | | | | | | | | | | | | | | | | | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | | 0 | | | | | 4,810 | | | | | | | | | $ | 1,175.19 | | | | | 04/01/2021 | | | | | 04/01/2031 | | | | | | | | | | | | | | | | | | | | | | | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| | | | 0 | | | | | 6,585 | | | | | | | | | $ | 1,484.40 | | | | | 11/04/2021 | | | | | 11/04/2031 | | | | | | | | | | | | | | | | | | | | | | | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Olivier A. Filliol | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 2,252 | | | | | 2,566,559 | | | | | 12,272 | | | | | 13,986,153 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 4,874 | | | | | 8,272,202 | | | | | 7,398 | | | | | 12,555,960 | | | ||||||||||||||||||||
| | | | 59,930 | | | | | 0 | | | | | | | | | $ | 169.37 | | | | | 10/31/2012 | | | | | 10/31/2022 | | | | | | | | | | | | | | | | | | | | | | | | | | 47,070 | | | | | 0 | | | | | | | | | $ | 244.99 | | | | | 11/07/2013 | | | | | 11/07/2023 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 47,070 | | | | | 0 | | | | | | | | | $ | 244.99 | | | | | 11/07/2013 | | | | | 11/07/2023 | | | | | | | | | | | | | | | | | | | | | | | | | | 43,430 | | | | | 0 | | | | | | | | | $ | 263.62 | | | | | 11/06/2014 | | | | | 11/06/2024 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 43,430 | | | | | 0 | | | | | | | | | $ | 263.62 | | | | | 11/06/2014 | | | | | 11/06/2024 | | | | | | | | | | | | | | | | | | | | | | | | | | 38,520 | | | | | 0 | | | | | | | | | $ | 312.36 | | | | | 11/05/2015 | | | | | 11/05/2025 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 38,520 | | | | | 0 | | | | | | | | | $ | 312.36 | | | | | 11/05/2015 | | | | | 11/05/2025 | | | | | | | | | | | | | | | | | | | | | | | | | | 30,215 | | | | | 0 | | | | | | | | | $ | 397.95 | | | | | 11/03/2016 | | | | | 11/03/2026 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 24,172 | | | | | 6,043 | | | | | | | | | $ | 397.95 | | | | | 11/03/2016 | | | | | 11/03/2026 | | | | | | | | | | | ��� | | | | | | | | | | | | | | | | | | | | | | | | | 12,678 | | | | $ | 397.95 | | | | | 11/03/2016 | | | | | 11/03/2026 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | | | | | | | | | | | 12,678 | | | | $ | 397.95 | | | | | 11/03/2016 | | | | | 11/03/2026 | | | | | | | | | | | | | | | | | | | | | | | | | | 13,844 | | | | | 3,461 | | | | | | | | | $ | 671.60 | | | | | 11/02/2017 | | | | | 11/02/2027 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 10,383 | | | | | 6,922 | | | | | | | | | $ | 671.60 | | | | | 11/02/2017 | | | | | 11/02/2027 | | | | | | | | | | | | | | | | | | | | | | | | | | 11,304 | | | | | 7,536 | | | | | | | | | $ | 595.31 | | | | | 11/08/2018 | | | | | 11/08/2028 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 7,536 | | | | | 11,304 | | | | | | | | | $ | 595.31 | | | | | 11/08/2018 | | | | | 11/08/2028 | | | | | | | | | | | | | | | | | | | | | | | | | | 7,576 | | | | | 11,364 | | | | | | | | | $ | 720.81 | | | | | 11/07/2019 | | | | | 11/07/2029 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 3,788 | | | | | 15,152 | | | | | | | | | $ | 720.81 | | | | | 11/07/2019 | | | | | 11/07/2029 | | | | | | | | | | | | | | | | | | | | | | | | | | 0 | | | | | 222 | | | | | | | | | $ | 1,484.40 | | | | | 11/04/2021 | | | | | 11/04/2031 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
Shawn P. Vadala | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 287 | | | | | 327,088 | | | | | 2,630 | | | | | 2,997,358 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 1,046 | | | | | 1,775,282 | | | | | 2,162 | | | | | 3,669,368 | | | ||||||||||||||||||||
| | | | 1,485 | | | | | 0 | | | | | | | | | $ | 169.37 | | | | | 10/31/2012 | | | | | 10/31/2022 | | | | | | | | | | | | | | | | | | | | | | | | | | 1,620 | | | | | 0 | | | | | | | | | $ | 244.99 | | | | | 11/07/2013 | | | | | 11/07/2023 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 3,770 | | | | | 0 | | | | | | | | | $ | 244.99 | | | | | 11/07/2013 | | | | | 11/07/2023 | | | | | | | | | | | | | | | | | | | | | | | | | | 3,040 | | | | | 0 | | | | | | | | | $ | 263.62 | | | | | 11/06/2014 | | | | | 11/06/2024 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 3,540 | | | | | 0 | | | | | | | | | $ | 263.62 | | | | | 11/06/2014 | | | | | 11/06/2024 | | | | | | | | | | | | | | | | | | | | | | | | | | 3,230 | | | | | 0 | | | | | | | | | $ | 312.36 | | | | | 11/05/2015 | | | | | 11/05/2025 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 3,230 | | | | | 0 | | | | | | | | | $ | 312.36 | | | | | 11/05/2015 | | | | | 11/05/2025 | | | | | | | | | | | | | | | | | | | | | | | | | | 2,595 | | | | | 0 | | | | | | | | | $ | 397.95 | | | | | 11/03/2016 | | | | | 11/03/2026 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 2,076 | | | | | 519 | | | | | | | | | $ | 397.95 | | | | | 11/03/2016 | | | | | 11/03/2026 | | | | | | | | | | | | | | | | | | | | | | | | | | 1,420 | | | | | 355 | | | | | | | | | $ | 671.60 | | | | | 11/02/2017 | | | | | 11/02/2027 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 1,065 | | | | | 710 | | | | | | | | | $ | 671.60 | | | | | 11/02/2017 | | | | | 11/02/2027 | | | | | | | | | | | | | | | | | | | | | | | | | | 2,424 | | | | | 1,616 | | | | | | | | | $ | 595.31 | | | | | 11/08/2018 | | | | | 11/08/2028 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 1,616 | | | | | 2,424 | | | | | | | | | $ | 595.31 | | | | | 11/08/2018 | | | | | 11/08/2028 | | | | | | | | | | | | | | | | | | | | | | | | | | 1,624 | | | | | 2,436 | | | | | | | | | $ | 720.81 | | | | | 11/07/2019 | | | | | 11/07/2029 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 812 | | | | | 3,248 | | | | | | | | | $ | 720.81 | | | | | 11/07/2019 | | | | | 11/07/2029 | | | | | | | | | | | | | | | | | | | | | | | | | | 561 | | | | | 2,244 | | | | | | | | | $ | 1,103.74 | | | | | 11/05/2020 | | | | | 11/05/2030 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 0 | | | | | 2,805 | | | | | | | | | $ | 1,103.74 | | | | | 11/05/2020 | | | | | 11/05/2030 | | | | | | | | | | | | | | | | | | | | | | | | | | 0 | | | | | 2,175 | | | | | | | | | $ | 1,484.40 | | | | | 11/04/2021 | | | | | 11/04/2031 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
Peter Aggersbjerg | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 292 | | | | | 332,787 | | | | | 1,624 | | | | | 1,850,840 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 590 | | | | | 1,001,354 | | | | | 1,376 | | | | | 2,335,361 | | | ||||||||||||||||||||
| | | | 696 | | | | | 464 | | | | | | | | | $ | 671.60 | | | | | 11/02/2017 | | | | | 11/02/2027 | | | | | | | | | | | | | | | | | | | | | | | | | | 928 | | | | | 232 | | | | | | | | | $ | 671.60 | | | | | 11/02/2017 | | | | | 11/02/2027 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 914 | | | | | 1,371 | | | | | | | | | $ | 595.31 | | | | | 11/08/2018 | | | | | 11/08/2028 | | | | | | | | | | | | | | | | | | | | | | | | | | 1,371 | | | | | 914 | | | | | | | | | $ | 595.31 | | | | | 11/08/2018 | | | | | 11/08/2028 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 530 | | | | | 2,120 | | | | | | | | | $ | 720.81 | | | | | 11/07/2019 | | | | | 11/07/2029 | | | | | | | | | | | | | | | | | | | | | | | | | | 1,060 | | | | | 1,590 | | | | | | | | | $ | 720.81 | | | | | 11/07/2019 | | | | | 11/07/2029 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 0 | | | | | 1,830 | | | | | | | | | $ | 1,103.74 | | | | | 11/05/2020 | | | | | 11/05/2030 | | | | | | | | | | | | | | | | | | | | | | | | | | 366 | | | | | 1,464 | | | | | | | | | $ | 1,103.74 | | | | | 11/05/2020 | | | | | 11/05/2030 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 0 | | | | | 1,285 | | | | | | | | | $ | 1,484.40 | | | | | 11/04/2021 | | | | | 11/04/2031 | | | | | | | | | | | | | | | | | | | | | | | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Marc | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 386 | | | | | 439,916 | | | | | 2,328 | | | | | 2,653,175 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 928 | | | | | 1,575,011 | | | | | 1,872 | | | | | 3,177,177 | | | ||||||||||||||||||||
de La Guéronnière | | | | 1,496 | | | | | 0 | | | | | | | | | $ | 312.36 | | | | | 11/05/2015 | | | | | 11/05/2025 | | | | | | | | | | | | | | | | | | | | | | | | | | 1,173 | | | | | 0 | | | | | | | | | $ | 397.95 | | | | | 11/03/2016 | | | | | 11/03/2026 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 1,173 | | | | | 1,173 | | | | | | | | | $ | 397.95 | | | | | 11/03/2016 | | | | | 11/03/2026 | | | | | | | | | | | | | | | | | | | | | | | | | | 2,636 | | | | | 659 | | | | | | | | | $ | 671.60 | | | | | 11/02/2017 | | | | | 11/02/2027 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 1,977 | | | | | 1,318 | | | | | | | | | $ | 671.60 | | | | | 11/02/2017 | | | | | 11/02/2027 | | | | | | | | | | | | | | | | | | | | | | | | | | 2,151 | | | | | 1,434 | | | | | | | | | $ | 595.31 | | | | | 11/08/2018 | | | | | 11/08/2028 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 1,434 | | | | | 2,151 | | | | | | | | | $ | 595.31 | | | | | 11/08/2018 | | | | | 11/08/2028 | | | | | | | | | | | | | | | | | | | | | | | | | | 1,432 | | | | | 2,148 | | | | | | | | | $ | 720.81 | | | | | 11/07/2019 | | | | | 11/07/2029 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 716 | | | | | 2,864 | | | | | | | | | $ | 720.81 | | | | | 11/07/2019 | | | | | 11/07/2029 | | | | | | | | | | | | | | | | | | | | | | | | | | 495 | | | | | 1,980 | | | | | | | | | $ | 1,103.74 | | | | | 11/05/2020 | | | | | 11/05/2030 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 0 | | | | | 2,475 | | | | | | | | | $ | 1,103.74 | | | | | 11/05/2020 | | | | | 11/05/2030 | | | | | | | | | | | | | | | | | | | | | | | | | | 0 | | | | | 1,780 | | | | | | | | | $ | 1,484.40 | | | | | 11/04/2021 | | | | | 11/04/2031 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
Gerhard Keller | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 95 | | | | | 108,270 | | | | | 1,040 | | | | | 1,185,267 | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 435 | | | | | 738,286 | | | | | 844 | | | | | 1,432,445 | | | ||||||||||||||||||||
| | | | 404 | | | | | 101 | | | | | | | | | $ | 397.95 | | | | | 11/03/2016 | | | | | 11/03/2026 | | | | | | | | | | | | | | | | | | | | | | | | | | 0 | | | | | 158 | | | | | | | | | $ | 671.60 | | | | | 11/02/2017 | | | | | 11/02/2027 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 474 | | | | | 316 | | | | | | | | | $ | 671.60 | | | | | 11/02/2017 | | | | | 11/02/2027 | | | | | | | | | | | | | | | | | | | | | | | | | | 948 | | | | | 632 | | | | | | | | | $ | 595.31 | | | | | 11/08/2018 | | | | | 11/08/2028 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 632 | | | | | 948 | | | | | | | | | $ | 595.31 | | | | | 11/08/2018 | | | | | 11/08/2028 | | | | | | | | | | | | | | | | | | | | | | | | | | 644 | | | | | 966 | | | | | | | | | $ | 720.81 | | | | | 11/07/2019 | | | | | 11/07/2029 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 322 | | | | | 1,288 | | | | | | | | | $ | 720.81 | | | | | 11/07/2019 | | | | | 11/07/2029 | | | | | | | | | | | | | | | | | | | | | | | | | | 222 | | | | | 888 | | | | | | | | | $ | 1,103.74 | | | | | 11/05/2020 | | | | | 11/05/2030 | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||
| | | | 0 | | | | | 1,110 | | | | | | | | | $ | 1,103.74 | | | | | 11/05/2020 | | | | | 11/05/2030 | | | | | | | | | | | | | | | | | | | | | | | | | | 0 | | | | | 805 | | | | | | | | | $ | 1,484.40 | | | | | 11/04/2021 | | | | | 11/04/2031 | | | | | | | | | | | | | | | | | | | | | | |
Name | | | Grant Type | | | Grant Date | | | Unvested Units (#) | | |||||||||
| | | | RSU | | | | | | | | | | | |||||
| | ||||||||||||||||||
Gerhard Keller | |||||||||||||||||||
| | | | RSU | | | | | | 11/02/2017 | | | | | | | |
Name | | | Grant Type | | | Grant Date | | | Unearned Units (#) | | |||||||||
| | | | PSU | | | | | | 04/01/2021 | | | | | | 1,296 | | | |
| | | | | PSU | | | | | | 11/ | | | | | | | | |
| | | | PSU | | | | | | 11/07/2019 | | | | | | 4,632 | | | |
| | | | | PSU | | | | | | 11/05/2020 | | | | | | 2,766 | | |
Shawn P. Vadala | | | | | PSU | | | | | | 11/ | ||||||||
| | | | | 992 | | | ||||||||||||
| | | | | PSU | | | | | | 11/05/2020 | | | | | | 592 | | |
| | | | PSU | | | | | | 11/ | | | | | | | | ||
| | | | PSU | | | | | | 11/07/2019 | | | | | | 648 | | | |
| | | | | PSU | | | | | | 11/05/2020 | | | | | | 386 | | |
| | | | PSU | | | | | | 11/ | | | | | | | | ||
| | | | PSU | | | | | | 11/07/2019 | | | | | | 876 | | | |
| | | | | PSU | | | | | | 11/05/2020 | | | | | | 524 | | |
| | | | PSU | | | | | | 11/ | | | | | | | | ||
| | | | PSU | | | | | | 11/07/2019 | | | | | | 394 | | | |
| | | | | PSU | | | | | | 11/05/2020 | | | | | | 236 | | |
| | | | | PSU | | | | | | 11/04/2021 | | | | | | 214 | | |
| | Option Awards | | Stock Awards | | | Option Awards | | Stock Awards | | ||||||||||||||||||||||||||||||||||||||||
Name | | Number of Shares Acquired on Exercise (#) | | Net Value Realized on Exercise ($) | | Number of Shares Acquired on Vesting (#) | | Value Realized on Vesting ($) | | | Number of Shares Acquired on Exercise (#) | | Net Value Realized on Exercise ($) | | Number of Shares Acquired on Vesting (#) | | Value Realized on Vesting ($) | | ||||||||||||||||||||||||||||||||
Patrick Kaltenbach | | | | — | | | | | — | | | | | — | | | | | — | | | |||||||||||||||||||||||||||||
Olivier A. Filliol | | | | 65,990 | | | | | 39,161,455 | | | | | 3,716 | | | | | 2,961,912 | | | | | | 59,930 | | | | | 78,466,997 | | | | | 2,252 | | | | | 2,785,701 | | | ||||||||
Shawn P. Vadala | | | | 3,840 | | | | | 2,900,547 | | | | | 517 | | | | | 425,579 | | | | | | 4,135 | | | | | 4,764,652 | | | | | 287 | | | | | 355,016 | | | ||||||||
Peter Aggersbjerg | | | | — | | | | | — | | | | | 103 | | | | | 95,467 | | | | | | — | | | | | — | | | | | 292 | | | | | 373,357 | | | ||||||||
Marc de La Guéronnière | | | | 13,938 | | | | | 8,555,414 | | | | | 572 | | | | | 455,924 | | | | | | 2,669 | | | | | 3,168,167 | | | | | 386 | | | | | 477,478 | | | ||||||||
Gerhard Keller | | | | 859 | | | | | 562,008 | | | | | 124 | | | | | 133,631 | | | | | | 1,137 | | | | | 821,347 | | | | | 70 | | | | | 102,954 | | |
Name | | Net Value of Accelerated Unvested Stock Options | | | Net Value of Accelerated Unvested Stock Options | | ||||||||
Patrick Kaltenbach | | | $ | 0 | | | ||||||||
Olivier A. Filliol | | | $ | 17,125,977 | | | | | | 3,549,636 | | | ||
Shawn P. Vadala | | | | 717,295 | | | | | | 364,092 | | | ||
Peter Aggersbjerg | | | | 0 | | | | | | 0 | | | ||
Marc de La Guéronnière | | | | 0 | | | ||||||||
Gerhard Keller | | | | 0 | | | | | | 0 | | | ||
Marc de La Guéronnière | | | | 0 | | |
As of the year ended: | | | December 31, 2020 | | | December 31, 2019 | | | December 31, 2018 | | |||||||||
Stock options, RSUs and PSUs outstanding | | | | | 522,540 | | | | | | 666,883 | | | | | | 909,896 | | |
Common Stock Outstanding | | | | | 23,471,841 | | | | | | 24,125,317 | | | | | | 24,921,963 | | |
Dilution(1) | | | | | 2.23% | | | | | | 2.76% | | | | | | 3.65% | | |
For the year ended: | | | December 31, 2020 | | | December 31, 2019 | | | December 31, 2018 | | |||||||||
Stock options granted | | | | | 16,273 | | | | | | 42,676 | | | | | | 43,943 | | |
Full-value shares granted | | | | | 10,975 | | | | | | 16,255 | | | | | | 21,292 | | |
Total shares granted | | | | | 27,248 | | | | | | 58,931 | | | | | | 65,235 | | |
Wtd. Avg. Common shares | | | | | 23,882,648 | | | | | | 24,567,609 | | | | | | 25,215,674 | | |
Gross Burn Rate(2) | | | | | 0.11% | | | | | | 0.24% | | | | | | 0.26% | | |
Name and Position | | | Stock Awards | | | Dollar Value of Stock Awards ($) | | | Restricted Stock/RSUs | | | Dollar Value of Restricted Stock/RSUs ($) | | | Options | | | Dollar Value of Options ($) | | | PSUs | | | Dollar Value of PSUs ($) | | ||||||||||||||||||||||||
Oliver A. Filliol President and Chief Executive Officer | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 1,383 | | | | | | 1,860,176 | | |
Shawn P. Vadala Chief Financial Officer | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 2,805 | | | | | | 797,321 | | | | | | 296 | | | | | | 398,129 | | |
Peter Aggersbjerg Head of Divisions and Operations | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 1,830 | | | | | | 520,178 | | | | | | 193 | | | | | | 259,591 | | |
Marc de La Guéronnière Head of European and North American Market Organizations | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 2,475 | | | | | | 703,519 | | | | | | 262 | | | | | | 352,398 | | |
Gerhard Keller Head of Process Analytics | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 1,110 | | | | | | 315,518 | | | | | | 118 | | | | | | 158,714 | | |
Executive Group | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 825 | | | | | | 234,506 | | | | | | 87 | | | | | | 117,018 | | |
Non-Executive Director Group | | | | | 508 | | | | | | 563,044 | | | | | | 0 | | | | | | 0 | | | | | | 3,068 | | | | | | 872,079 | | | | | | 0 | | | | | | 0 | | |
Non-Executive Officer Employee Group | | | | | 0 | | | | | | 0 | | | | | | 7,777 | | | | | | 8,583,786 | | | | | | 4,160 | | | | | | 1,182,480 | | | | | | 351 | | | | | | 472,106 | | |
Plan Category | | | Number of securities to be issued upon exercise of outstanding options, warrants and rights as of December 31, 2020(1) | | | Weighted-average exercise price of outstanding options, warrants and rights as of December 31, 2020(2) | | | Number of securities remaining available for future issuance under equity compensation plans (excluding securities reflected in column (a))(3) | | |||||||||
| | | (a) | | | (b) | | | (c) | | |||||||||
Equity compensation plans approved by security holders | | | | | 474,103 | | | | | $ | 400.21 | | | | | | 2,080,274 | | |
Equity compensation plans not approved by security holders | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
Total | | | | | 474,103 | | | | | $ | 400.21 | | | | | | 2,080,274 | | |
| | | Shares Beneficially Owned(1) | | |||||||||
Name of Beneficial Owner | | | Number | | | Percent | | ||||||
5% Shareholders: | | | | | | | | | | | | | |
The Vanguard Group. | | | | | 2,591,432 | | | | | | 10.9% | | |
100 Vanguard Blvd. Malvern, PA 19355 | | | | | | | | | | | | | |
BlackRock, Inc. | | | | | 1,808,118 | | | | | | 7.6% | | |
55 East 52nd Street New York, NY 10055 | | | | ||||||||||
WCM Investment Management. | | | | | 1,403,182 | | | | | | 5.9% | | |
281 Brooks Street Laguna Beach, CA 92651 | | | | | | | | | | | | | |
| | | Direct | | | Indirect(2) | | | Total | | | ||||||||||||||
| | | Number | | | Percent | | ||||||||||||||||||
Directors: | | | | | | | | | | | | | | | | | | | | | | | | | |
Robert F. Spoerry(3) | | | | | 238,125 | | | | | | 35,487 | | | | | | 273,612 | | | | | | 1.2% | | |
Wah-Hui Chu(4) | | | | | 3,206 | | | | | | 8,633 | | | | | | 11,839 | | | | | | * | | |
Domitille Doat-Le Bigot | | | | | 41 | | | | | | 0 | | | | | | 41 | | | | | | * | | |
Olivier A. Filliol | | | | | 18,531 | | | | | | 229,829 | | | | | | 248,360 | | | | | | 1.1% | | |
Elisha W. Finney | | | | | 196 | | | | | | 1,179 | | | | | | 1,375 | | | | | | * | | |
Richard Francis | | | | | 433 | | | | | | 2,011 | | | | | | 2,444 | | | | | | * | | |
Michael A. Kelly | | | | | 1,557 | | | | | | 5,825 | | | | | | 7,382 | | | | | | * | | |
Thomas P. Salice(5) | | | | | 91,401 | | | | | | 4,341 | | | | | | 95,742 | | | | | | * | | |
Named Executive Officers: | | | | | | | | | | | | | | | | | | | | | | | | | |
Shawn P. Vadala | | | | | 4,900 | | | | | | 16,594 | | | | | | 21,494 | | | | | | * | | |
Peter Aggersbjerg | | | | | 648 | | | | | | 2,140 | | | | | | 2,788 | | | | | | * | | |
Marc de La Guéronnière | | | | | 6,943 | | | | | | 6,796 | | | | | | 13,739 | | | | | | * | | |
Gerhard Keller | | | | | 124 | | | | | | 958 | | | | | | 1,082 | | | | | | * | | |
All Directors and Executive Officers as a Group (14 persons): | | | | | 366,279 | | | | | | 329,282 | | | | | | 695,561 | | | | | | 3.0% | | |
| | | Shares Beneficially Owned(1) | | |||||||||
Name of Beneficial Owner | | | Number | | | Percent | | ||||||
5% Shareholders: | | | | | | | | | | | | | |
The Vanguard Group | | | | | 2,516,278 | | | | | | 11.0% | | |
100 Vanguard Blvd. Malvern, PA 19355 | | | | | | | | | | | | | |
BlackRock, Inc. | | | | | 2,027,377 | | | | | | 8.8% | | |
55 East 52nd Street New York, NY 10055 | | | | | | | | | | | | | |
WCM Investment Management. | | | | | 1,475,820 | | | | | | 6.4% | | |
281 Brooks Street Laguna Beach, CA 92651 | | | | | | | | | | | | | |
| | | Direct | | | Indirect(2) | | | Total | | | | | | | | |||||||||
| | | Number | | | Percent | | ||||||||||||||||||
Directors: | | | | | | | | | | | | | | | | | | | | | | | | | |
Robert F. Spoerry(3) | | | | | 238,238 | | | | | | 32,470 | | | | | | 270,708 | | | | | | 1.2% | | |
Wah-Hui Chu(4) | | | | | 3,831 | | | | | | 8,320 | | | | | | 12,151 | | | | | | * | | |
Domitille Doat-Le Bigot | | | | | 71 | | | | | | 158 | | | | | | 229 | | | | | | * | | |
Olivier A. Filliol | | | | | 21,183 | | | | | | 179,459 | | | | | | 200,642 | | | | | | * | | |
Elisha W. Finney | | | | | 226 | | | | | | 1,566 | | | | | | 1,792 | | | | | | * | | |
Richard Francis | | | | | 463 | | | | | | 2,398 | | | | | | 2,861 | | | | | | * | | |
Michael A. Kelly | | | | | 1,587 | | | | | | 6,212 | | | | | | 7,799 | | | | | | * | | |
Thomas P. Salice(5) | | | | | 76,965 | | | | | | 4,728 | | | | | | 81,693 | | | | | | * | | |
Named Executive Officers: | | | | | | | | | | | | | | | | | | | | | | | | | |
Patrick Kaltenbach | | | | | 455 | | | | | | 1,885 | | | | | | 2,340 | | | | | | * | | |
Shawn P. Vadala | | | | | 4,900 | | | | | | 15,714 | | | | | | 20,614 | | | | | | * | | |
Peter Aggersbjerg | | | | | 0 | | | | | | 2,725 | | | | | | 2,725 | | | | | | * | | |
Marc de La Guéronnière | | | | | 928 | | | | | | 7,887 | | | | | | 8,815 | | | | | | * | | |
Gerhard Keller | | | | | 480 | | | | | | 1,814 | | | | | | 2,294 | | | | | | * | | |
All Directors and Executive Officers as a Group (14 persons): | | | | | 349,765 | | | | | | 277,072 | | | | | | 626,837 | | | | | | 2.8% | | |